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💰

Financial Services Operations Intelligence

AI-Powered Diagnostic Assessment with RAG Knowledge Base & NBA Engine

SEC, FINRA, Basel III/IV, SOX, GDPR, PCI-DSS
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🏦Organization Profile
📊Current Performance Metrics
%
Target: 98%+
%
Target: 95%+
Target: < 5
%
Target: 95%+
%
Target: 99.9%+
💻Technology Environment

Select systems currently in use:

🏦
Core Banking
📈
Trading Platform
⚠️
Risk Engine
🗄️
Data Warehouse
📋
Reg Reporting
🔄
Reconciliation
✓
GRC Platform
🔍
AML/KYC
✓Regulatory Compliance

Select applicable frameworks:

SEC Regulations
FINRA Rules
Basel III/IV
SOX Compliance
GDPR
PCI-DSS
AML/BSA
Cybersecurity Framework
🎯Challenges & Objectives
More detail = more targeted assessment
Analyzing Your Assessment...
Applying RAG knowledge • Running NBA engine • Calculating risk score
💰
FINREC Assessment
⚠️ This assessment is informational only. Not financial, legal, or investment advice. Human review required.
📊Risk Score
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Calculating...
CriticalHighModerateLow
🎯Next Best Actions